Legal · Compliance
Regulatory disclosures.
A concise summary of the controls, review points, and operating assumptions firms ask about during diligence.
Controls
SOC 2 Type II and role-based access control
Auditability
Action trails, citations, and approval records
Model stance
Grounded outputs with human sign-off
Operational controls
Drift is designed so that workflows can be supervised, reviewed, and documented inside the firm’s normal operating process.
- Permissioned access by role and environment.
- Centralized audit logging of actions, approvals, and key workflow events.
- Documented incident response, change management, and access review processes.
Advisory and supervisory posture
Drift supports the creation of drafts, analyses, and review queues. The system is not a substitute for supervision, suitability review, or final firm approval.
- Recommendations should be reviewed against household context and firm policy.
- Client-facing communications remain subject to the customer’s approval process.
Due diligence requests
Security questionnaires, legal review, and control-package requests can be handled directly with the Drift team under the normal NDA and procurement workflow.
Need the compliance package
We can share supporting documentation for security, controls, and data handling with your review team.